Ronald Harczak
Ronald Harczak is a CFP-designated registered investment advisor at Independent Advisor Alliance, LLC, based in St. Charles, IL, with 39 years of industry experience. Ronald operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 34,127 clients with $14B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IAA offers asset management services where they manage your investments based on your goals, time horizon, and risk tolerance. The annual advisory fee is a maximum of 2.00% of the market value of your account, including cash holdings. This fee may also include financial planning and consulting services. The advisory fee is negotiable. Fees are billed quarterly in advance.
Location
451 Dunham Road, Suite 500, St. Charles, IL, 60174
Get directionsHistory
Regulatory History (1)
Customer Dispute
April 2003Other Business ActivitiesSells Insurance
Ronald is involved in several business activities, including real estate rental, notary services, and operating a business entity for tax/investment purposes. He also sells non-variable insurance and dedicates a minimal amount of time to it, and spends full-time hours providing investment advisory services through Independent Advisor Alliance and its DBA, Steward Guide Wealth Partners.
Employment History
Current Registrations
Independent Advisor Alliance, LLC
LPL Financial LLCBroker
Previous Registrations
Securities America Advisors, INC.
Securities America, INC.Broker
The Investment Center, INC.Broker
Gna Securities, INC.Broker
Fn Investment CenterBroker
Marketing One Securities, INC.Broker
W. S. Griffith & CO., INC.Broker
State Registrations28 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.