James Hannigan is a registered investment advisor at LPL Financial LLC, based in Green Valley, AZ, with 40 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Green Valley, AZ
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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James operates under the DBA JHP Financial for his LPL business. This investment-related activity takes up his full-time work hours.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Focus Financial
Osaic Wealth, INC.Broker
Securian Financial Services, INC.Broker
Equitas America, LLCBroker
Fsc Securities CorporationBroker
CUNA Brokerage Services, INC.Broker
Century Investors of America, INC.Broker
Cigna Securities, INC.Broker
Ids Marketing CorporationBroker
Kettler & CompanyBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.