Edward Stephens
Edward Stephens is a registered investment advisor at Osaic Wealth, INC., based in Santa Rosa, CA, with 40 years of industry experience. Edward operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
703 2nd St, Suite 104, Santa Rosa, CA, 95404
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Edward provides life insurance services and tax/business consulting, dedicating a few hours per week and about a quarter of his time, respectively. He also serves as a director for a wine grape grower/winery, co-manages a ranch, is treasurer for a charity, and is on the investment committee for a community foundation.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Park Avenue Securities LLCBroker
Guardian Investor Services CorporationBroker
Fsc Securities Corporation
Fsc Securities CorporationBroker
Fsc Securities CorporationBroker
Cigna Securities, INC.Broker
State Registrations15 states
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