Debra Stein
Debra Stein is a registered investment advisor at LPL Financial LLC, based in Lake Mills, WI, with 40 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
125 S Main St, Lake Mills, WI, 53551
Get directionsHistory
Regulatory History (3)
Judgment / Lien
June 2024Judgment / Lien
July 2014Judgment / Lien
May 2012Other Business Activities
Debra operates under the DBA Comprehensive Financial Planning for her LPL business. This investment-related activity takes up nearly all of Debra's time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Grove Point Advisors, LLC
H. Beck, INC.
Grove Point Investments, LLCBroker
LPL Financial CorporationBroker
LPL Financial Corporation
Raymond James Financial Services, INC.Broker
Mony Securities CorporationBroker
Lincoln Financial Advisors CorporationBroker
The Lincoln National Life Insurance CompanyBroker
Monarch Securities, INC.Broker
Isfa CorporationBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.