John Nau
John Nau is a registered investment advisor at The Legacy Collaborative, INC., based in San Antonio, TX, with 40 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Retirement Planning. Their firm serves 9 clients with $4.5M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The Legacy Collaborative does not directly manage portfolios but provides advice on existing portfolios or helps clients establish a portfolio. For clients using the Separate Account Manager (SAM) program, fees are a percentage of assets managed.
- Equity and/or Balanced style accounts: maximum 3.00% per year.
- Fixed Income style accounts: maximum 2.50% per year.
Fees may be negotiable.
Location
3512 Paesanos Pkwy, Suite 200, San Antonio, TX, 78231
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
February 2015Other Business ActivitiesSells Insurance
John is involved in several business activities, including sales of fixed and indexed annuities, life insurance products, and providing financial planning and investment advice. He also serves as a co-trustee for a special needs trust and is involved with multiple life insurance producer groups, dedicating about a quarter of his time to Nau Capital, LLC.
Employment History
Current Registrations
The Legacy Collaborative, INC.
World Equity Group, INC.
World Equity Group, INC.Broker
Previous Registrations
The Legacy Collaborative, INC.
Lincoln Financial Securities CorporationBroker
The Legacy Collaborative, INC.
The Legacy Collaborative, INC.
The Legacy Collaborative, INC.
The Legacy Collaborative, INC.
Fsc Securities Corporation
Fsc Securities CorporationBroker
Cigna Financial Advisors,inc.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.