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CFP

Jeffrey Faller

Capital Analysts
37 Years of Experience
Cranford, NJ
BrokerSells Insurance
View SEC Summary
View SEC Summary

Jeffrey Faller is a CFP-designated registered investment advisor at Capital Analysts, based in Cranford, NJ, with 37 years of industry experience. Jeffrey is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 15,840 clients with $8.8B in assets under management.

Capital Analysts
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
609 advisors
Number of Clients
15,840 clients
Average Client Portfolio
$554K average
Assets Under Management
$8.8B

Fee Structure

Investment management only (planning not offered)
Minimum Annual Fee:$200
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Up to $500K1.25%
$500K - $1.0M1.25%
$1.0M - $2.0M1.25%
$2M+1.25%

Maximum annual financial advisor fee is established at 1.25%. Additional Capital Analysts administrative fees may apply ranging from 0.08% to 0.15% with a $200 minimum.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Suite 2A, 107 South Ave West, Cranford, NJ, 07016

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Jeffrey is a 50% owner of The Faller Company LLC, where he sells and services life and health insurance. This activity requires minimal time.

Employment History
Current Registrations
Capital Analysts
January 2015 - Present · 11 yrs 9 mos
Lincoln Investment
August 2008 - Present · 18 yrs 2 mos
Lincoln InvestmentBroker
August 2008 - Present · 18 yrs 2 mos
Previous Registrations
The Faller Company, LLCBroker
October 1999 - October 2008 · 9 yrs
Benefitscorp Equities, INC.Broker
November 1996 - December 1996 · 1 mo
The Faller Company, INC.Broker
July 1992 - June 1999 · 6 yrs 11 mos
The Great-West Life Assurance CompanyBroker
January 1989 - November 1996 · 7 yrs 10 mos
First Investors CorporationBroker
July 1985 - November 1985 · 4 mos
State Registrations11 states
AZFLGAKYNCNJNYOHPATXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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