Brian Freeman
Brian Freeman is a ChFC-designated registered investment advisor at Cetera Investment Advisers LLC, based in Newport Beach, CA, with 40 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
4001 Macarthur Blvd, Ste 300, Newport Beach, CA, 92660
Get directionsHistory
Regulatory History (2)
Customer Dispute
November 2023Customer Dispute
November 2011Other Business ActivitiesSells Insurance
Brian is an agent/broker for TFG Fixed Insurance since 2016 and sells fixed insurance products with various companies since 2023, dedicating a few hours per week. He also refers business to Healthprices.com LLC (medical insurance) and Private Risk Insurance Agency LLC (property & casualty insurance), and sells life settlements through Ashar since 2023.
Employment History
Current Registrations
Cetera Wealth Services, LLC
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Securian Financial Services, INC.
Securian Financial Services, INC.Broker
Consolidated Resources, INC.Broker
Mimlic Sales CorporationBroker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.