Brian Freeman
Brian Freeman is a ChFC-designated registered investment advisor, based in Newport Beach, CA, with 40 years of industry experience. Brian is also registered as a broker, so some compensation may come from commissions on products sold.
Location
4001 Macarthur Blvd, Ste 300, Newport Beach, CA, 92660
Get directionsHistory
Regulatory History (2)
Customer Dispute
April 2025Customer Dispute
November 2011Other Business ActivitiesSells Insurance
Brian is an agent/broker for TFG Fixed Insurance since 2016 and sells fixed insurance products with various companies since 2023, dedicating a few hours per week. He also refers business to Healthprices.com LLC (medical insurance) and Private Risk Insurance Agency LLC (property & casualty insurance), and sells life settlements through Ashar since 2023.
Employment History
Current Registrations
Cetera Wealth Services, LLC
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Securian Financial Services, INC.
Securian Financial Services, INC.Broker
Consolidated Resources, INC.Broker
Mimlic Sales CorporationBroker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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