David William Toetz

Independence Capital CO., INC.

40 Years of Experience

1 DisclosureBrokerSells Insurance

View SEC Summary

Areas of Practice

Insurance Planning

Independence Capital CO., INC.

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

25 advisors

Number of Clients

295 clients

Average Client Portfolio

$339K average

Assets Under Management

$99.9M

Location

5579 Pearl Road, Suite 100, Parma, OH, 44129

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History

Regulatory History (1)

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Customer Dispute

January 2025

Pending

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Other Business ActivitiesSells Insurance

David works as an attorney and provides tax preparation services, dedicating minimal time to these activities. He also sells fixed life and annuity insurance products, serves as a public defender, sits on the board of directors for PSE Credit Union, and maintains a private law practice, taking about half of his time.

Employment History

Current Registrations

Independence Capital CO., INC.

January 2009 - Present · 17 yrs 1 mo

Independence Capital CO., INC.Broker

September 2002 - Present · 23 yrs 5 mos

Previous Registrations

Tower Equities, INC.Broker

January 2001 - September 2002 · 1 yr 8 mos

The O.N. Equity Sales CompanyBroker

April 1987 - December 2000 · 13 yrs 8 mos

Managed Investments, INC.Broker

July 1985 - April 1987 · 1 yr 9 mos

State Registrations6 states

CADEINNCOHPA

AdvisorBrokerBoth

Exams

No exam information available for this advisor.