David Toetz
David Toetz is a registered investment advisor at Independence Capital CO., INC., based in Parma, OH, with 40 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 3 more. Their firm serves 295 clients with $100M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.50% |
| $250K - $500K | 1.50% |
| $500K - $2.5M | 1.00% |
| $2.5M - $10.0M | 0.75% |
| $10M+ | 0.50% |
Fees are negotiable.
Fee Estimator
Location
5579 Pearl Road, Suite 100, Parma, OH, 44129
Get directionsHistory
Regulatory History (1)
Customer Dispute
January 2025Other Business ActivitiesSells Insurance
David works as an attorney and provides tax preparation services, dedicating minimal time to these activities. He also sells fixed life and annuity insurance products, serves as a public defender, sits on the board of directors for PSE Credit Union, and maintains a private law practice, taking about half of his time.
Employment History
Current Registrations
Independence Capital CO., INC.
Independence Capital CO., INC.Broker
Previous Registrations
Tower Equities, INC.Broker
The O.N. Equity Sales CompanyBroker
Managed Investments, INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.