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Judith Leahy

Citigroup Global Markets INC.
39 Years of Experience
Rye, NY
1 DisclosureBroker
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Judith Leahy is a registered investment advisor at Citigroup Global Markets INC., based in Rye, NY, with 39 years of industry experience. Judith is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 59,829 clients with $56B in assets under management.

Citigroup Global Markets INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2402 advisors
IM Fee
Planning only
Assets Under Management
$56.0B

Fee Structure

Citigroup Global Markets provides a comprehensive written financial plan at no direct fee to eligible clients of Citi Private Bank and Citi Global Wealth at Work. The service includes developing a financial profile, analyzing current financial position, and providing recommendations for education, retirement, estate planning, and other long-term goals.

One-Time Plan:$0
View Full SEC Brochure

Location

CWM Retail, Sales, 1040 Boston Post Road, Rye, NY, 10580

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2008
Denied
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Other Business Activities

Judith is a member of Ocean 504, LLC and co-owner of Ocean 202, LLC, both rental properties in Hilton Head, SC. She spends minimal time managing the finances and interfacing with the rental management company.

Employment History
Current Registrations
Citigroup Global Markets INC.
May 2007 - Present · 19 yrs 5 mos
Citigroup Global Markets INC.
May 2007 - Present · 19 yrs 5 mos
Citigroup Global Markets INC.Broker
May 2007 - Present · 19 yrs 5 mos
Previous Registrations
Citicorp Investment Services
November 2006 - May 2007 · 6 mos
Citicorp Investment ServicesBroker
September 2006 - May 2007 · 8 mos
Merrill Lynch Pierce Fenner & Smith INC.
May 2000 - February 2005 · 4 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2000 - February 2005 · 4 yrs 9 mos
Cibc World Markets CORP.Broker
March 1991 - May 2000 · 9 yrs 2 mos
Prudential Securities IncorporatedBroker
January 1987 - March 1991 · 4 yrs 2 mos
Drexel Burnham Lambert IncorporatedBroker
January 1986 - January 1987 · 1 yr
Moseley, Hallgarten, Estabrook & Weeden, INC.Broker
June 1985 - January 1986 · 7 mos
State Registrations38 states
ALAZCACOCTDCFLGAHIIAIDILKSMAMDMEMIMNMONCNHNJNMNVNYOHORPAPRRISCTNTXUTVAVTWAWI
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
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