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Thomas Gallo

32 Years of Experience
Staten Island, NY
Broker

Thomas Gallo is a registered investment advisor, based in Staten Island, NY, with 32 years of industry experience.

Location

2300 Victory Blvd, Staten Island, NY, 10314

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Thomas owns a CPA firm since 2000, dedicating about half of his time to it. He also manages rental properties and serves as a trustee, spending minimal time on these activities, and is a Republican Committee District Member.

Employment History
Current Registrations
Cetera Investment Advisers LLC
September 2025 - Present · 8 mos
Cetera Wealth Services, LLCBroker
September 2025 - Present · 8 mos
Previous Registrations
Avantax Advisory Services
August 2021 - September 2025 · 4 yrs 1 mo
Avantax Investment Services, INC.Broker
May 2015 - September 2025 · 10 yrs 4 mos
American Portfolios Financial Services, INC.Broker
September 2009 - June 2015 · 5 yrs 9 mos
Penn Plaza Brokerage, LTD.Broker
July 1998 - September 2009 · 11 yrs 2 mos
Noyes Partners IncorporatedBroker
August 1994 - July 1998 · 3 yrs 11 mos
Kurz-Liebow & Company, INC.Broker
November 1993 - September 1994 · 10 mos
State Registrations2 states
NJNY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Thomas Gallo - Financial Advisor | TrueAdvisor