Michael Lupia is a registered investment advisor at Morgan Stanley, based in Melville, NY, with 38 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.
Location
58 South Service Road, Suite 400, Melville, NY, 11747
Get directionsHistory
Regulatory History (3)
Customer Dispute
June 2011Customer Dispute
May 2008Customer Dispute
May 1999Other Business Activities
Michael is the owner/landlord of Oakview LLC, a real estate rental investment property, since January 2018. He spends minimal time on this activity outside of business hours.
Employment History
Current Registrations
Morgan Stanley
Morgan StanleyBroker
Previous Registrations
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Chemical Investment Services CORP.Broker
Meridian, Dunhill & CO., INC.Broker
Dunhill Equities, INC.Broker
Kirlin Securities INC.Broker
Robert Todd Financial CORP.Broker
Margate Securities, INC.Broker
Norbay Securities INC.Broker
State Registrations24 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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