William Braude
William Braude is a registered investment advisor at Nbc Securities, INC., based in Summit, NJ, with 40 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 4,545 clients with $1.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
NBC Securities offers investment management through various programs. The fees are based on a percentage of your assets, typically ranging from 0.50% to 2.50% annually, depending on the investment manager selected, the size of your portfolio, and the complexity of the services. Minimum program fees may apply. These fees generally cover the advisory services, investment manager fees, and transaction costs, but there may be additional charges for brokerage commissions, margin interest, and custody fees. Some programs offer trade allotments with no transaction fees, while others charge per transaction.
Location
18-22 Bank Street, Suite 108, Summit, NJ, 07901
Get directionsHistory
Regulatory History (1)
Customer Dispute
August 2000Employment History
Current Registrations
Nbc Securities, INC.
Nbc Securities, INC.Broker
Nbc Securities, INC.
Previous Registrations
RBC Capital Markets, LLCBroker
RBC Capital Markets, LLC
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch Pierce Fenner & Smith INC.
Advest, INC.
Advest, INC.Broker
Janney Montgomery Scott LLCBroker
Prudential Securities IncorporatedBroker
Bt Alex. Brown IncorporatedBroker
Alex. Brown & Sons IncorporatedBroker
Barnett Investments, INC.Broker
Raymond James & Associates, INC.Broker
Shearson Lehman Brothers INC.Broker
The Robinson-Humphrey Company INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.