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CFP

David Chin

Global Assets Advisory, LLC
22 Years of Experience
New York City, NY
6 DisclosuresBroker
View SEC Summary
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David Chin is a CFP-designated registered investment advisor at Global Assets Advisory, LLC, based in New York City, NY, with 22 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, Education Planning, Estate Planning, High Net Worth, and 3 more. Their firm serves 2,588 clients with $550M in assets under management.

Global Assets Advisory, LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
30 advisors
Number of Clients
2,588 clients
Average Client Portfolio
$213K average
Assets Under Management
$551.7M

Fee Structure

Minimum Investment:$50K
Planning is included in investment management
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any3.00%

Fees are charged at an annual rate up to 3.00% depending on the size of the relationship, transaction fee arrangements, and service complexity. Fees are negotiated between the client and the advisor.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

14 Wall St. 20th Floor, New York City, NY, 10005

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History

Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
June 2010
Regulatory
May 2010
Final
Customer Dispute
October 2008
Settled
Customer Dispute
October 2008
Settled
Customer Dispute
August 2008
Closed-No Action
Customer Dispute
May 2008
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Other Business Activities

David is an advisor with International Assets Investment Management LLC, an RIA affiliate, since 2010, dedicating about half his time. He also manages a rental property since 2017, requiring minimal time.

Employment History
Current Registrations
Global Assets Advisory, LLC
December 2021 - Present · 4 yrs 10 mos
International Assets Investment Management, LLC
January 2016 - Present · 10 yrs 9 mos
International Assets Advisory, LLCBroker
July 2010 - Present · 16 yrs 3 mos
International Assets Advisory, LLC
July 2010 - Present · 16 yrs 3 mos
Previous Registrations
International Assets Investment Management, LLC
August 2010 - December 2015 · 5 yrs 4 mos
Raymond James Financial Services Advisors, INC
January 2009 - June 2010 · 1 yr 5 mos
Raymond James Financial Services
November 2008 - January 2009 · 2 mos
Raymond James Financial Services, INC.Broker
October 2008 - June 2010 · 1 yr 8 mos
Ameriprise Financial Services, INC.
January 2007 - September 2008 · 1 yr 8 mos
Ameriprise Financial Services, INC.Broker
May 2004 - September 2008 · 4 yrs 4 mos
Ids Life Insurance CompanyBroker
May 2004 - July 2006 · 2 yrs 2 mos
First Investors CorporationBroker
July 1985 - September 1985 · 2 mos
State Registrations12 states
CAFLILMAMDNJNYORPAVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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