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Douglas Lee

40 Years of Experience
Dothan, AL
Broker

Douglas Lee is a registered investment advisor at Raymond James & Associates, INC., based in Dothan, AL, with 40 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

1676 Whatley Drive, Dothan, AL, 36303

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.
February 2013 - Present · 13 yrs 3 mos
Raymond James & Associates, INC.Broker
February 2013 - Present · 13 yrs 3 mos
Previous Registrations
Morgan Keegan & Company, INC.
February 2007 - February 2013 · 6 yrs
Morgan Keegan & Company, INC.Broker
February 2007 - February 2013 · 6 yrs
Amsouth Investment Management Company LLC
July 2003 - February 2007 · 3 yrs 7 mos
Amsouth Investment Services, INC.
August 2000 - July 2003 · 2 yrs 11 mos
Amsouth Investment Services, INC.Broker
February 1999 - February 2007 · 8 yrs
Proequities, INC.Broker
February 1994 - January 1999 · 4 yrs 11 mos
Lincoln Financial Advisors CorporationBroker
April 1987 - February 1994 · 6 yrs 10 mos
The Lincoln National Life Insurance CompanyBroker
April 1987 - February 1994 · 6 yrs 10 mos
Lincoln National Pension Insurance CompanyBroker
April 1987 - January 1989 · 1 yr 9 mos
Pruco Securities CorporationBroker
October 1985 - January 1987 · 1 yr 3 mos
State Registrations12 states
ALCOFLGAKYMAMSNCNYSCTNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.