David Dalton
David Dalton is a registered investment advisor at LPL Financial LLC, based in West Chester, OH, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
7237 Cincinnati Dayton Rd, Suite 203, West Chester, OH, 45069
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Regulatory History (1)
Customer Dispute
November 2022Other Business Activities
David operates under the DBA Dalton Wealth Management in West Chester, OH, since 2005.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
Allmerica Investments, INC.Broker
CUNA Brokerage Services, INC.Broker
Century Investors of America, INC.Broker
Investacorp, INC.Broker
Financial Network Investment CorporationBroker
Pennsylvania Securities CompanyBroker
Vestax Securities CorporationBroker
Transamerica Financial Resources, INC.Broker
Metropolitan Life Insurance CompanyBroker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.