Richard Higginbotham
Richard Higginbotham is a registered investment advisor at Riverway Asset Management, INC., based in Houston, TX, with 22 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 1.00% |
| $2.0M - $4.0M | 0.75% |
| $4.0M - $5.0M | 0.50% |
| $5M+ | 0.50% |
Fees are negotiable for asset allocation portfolios over $5.0 million or for client’s where specialized investment services are needed.
Fee Estimator
Location
Houston, TX
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Richard is the President of Riverway Asset Management, Inc., dedicating about half of his time to maintaining client portfolios and conducting investment reviews. He is also an independent insurance salesman, spending minimal time on this activity.
Employment History
Current Registrations
Riverway Asset Management, INC.
State Registrations1 state
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