JH
JH

Julius Hicks

39 Years of Experience
Atlanta, GA
BrokerSells Insurance

Julius Hicks is a registered investment advisor at Cetera Investment Advisers LLC, based in Atlanta, GA, with 39 years of industry experience. Julius operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
Loading...

Location

2120 Powers Ferry Rd, Suite 200, Atlanta, GA, 30339

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Julius sells life, disability, annuities, and long-term care insurance as an insurance agent, dedicating minimal time to this activity. He also operates under the DBAs Atlanta Planning Group for securities and financial services, and works as a consultant for Horizon Financial Group, dedicating about 10-20% of his time to his role as owner of Atlanta Planning Group.

Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 4 mos
Cetera Advisors LLCBroker
October 2016 - Present · 9 yrs 9 mos
Cetera Advisors LLC
October 2016 - Present · 9 yrs 9 mos
Previous Registrations
Cetera Advisors LLC
October 2016 - March 2024 · 7 yrs 5 mos
Investors Capital Advisory
June 2005 - October 2016 · 11 yrs 4 mos
Investors Capital CORP.Broker
January 2004 - October 2016 · 12 yrs 9 mos
Eastern Point Advisors INC.
January 2004 - June 2005 · 1 yr 5 mos
Dempsey Financial Network, INC.
June 2003 - December 2003 · 6 mos
Dempsey Financial Network, INC.Broker
January 2001 - December 2003 · 2 yrs 11 mos
Park Avenue Securities LLCBroker
May 1999 - January 2001 · 1 yr 8 mos
Guardian Investor Services CorporationBroker
October 1989 - May 1999 · 9 yrs 7 mos
Ogilvie & Taylor Securities CorporationBroker
July 1986 - October 1989 · 3 yrs 3 mos
State Registrations16 states
ALAZCACOFLGAKYMINCNJNVPASCTNTXWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Julius Hicks - Financial Advisor | TrueAdvisor