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Michael Gegen

40 Years of Experience
Denver, CO
1 DisclosureBroker

Michael Gegen is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Denver, CO, with 40 years of industry experience. Their practice areas include Investment Management. Their firm serves 228,442 clients with $340B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2566 advisors
Number of Clients
228,442 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$342.1B

Fee Structure

Baird offers several investment management programs, each with its own fee structure. Because the fees vary significantly depending on the program chosen, it is not possible to provide a single, concise fee summary. Clients should consult the full brochure or their financial advisor for details on specific programs.

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Location

210 University Boulevard, Ste 800, Denver, CO, 80206

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 1998
Closed-No Action
Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
May 2014 - Present · 12 yrs
Robert W. Baird & CO. IncorporatedBroker
May 2014 - Present · 12 yrs
Previous Registrations
RBC Capital Markets, LLC
December 2000 - June 2014 · 13 yrs 6 mos
RBC Capital Markets, LLCBroker
November 2000 - June 2014 · 13 yrs 7 mos
U.S. Bancorp Piper Jaffray INC.Broker
October 1994 - November 2000 · 6 yrs 1 mo
Prudential Securities IncorporatedBroker
April 1991 - October 1994 · 3 yrs 6 mos
Dain Bosworth IncorporatedBroker
July 1985 - May 1991 · 5 yrs 10 mos
State Registrations29 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Michael Gegen - Financial Advisor | TrueAdvisor