SL
ChFC
SL
ChFC

Steven Lichtblau

41 Years of Experience
Scottsdale, AZ
1 DisclosureBrokerSells Insurance

Steven Lichtblau is a ChFC-designated registered investment advisor, based in Scottsdale, AZ, with 41 years of industry experience. Steven is also registered as a broker, so some compensation may come from commissions on products sold.

Location

9590 E Ironwood Square Dr Unit 101, Scottsdale, AZ, 85258

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History

Regulatory History (1)
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Customer Dispute
November 2008
Denied
Other Business ActivitiesSells Insurance

Steven is a partner/owner in R.B. Gold & Assoc LTD, an insurance business offering health, life, and disability insurance, as well as business succession planning and financial planning, dedicating about 10-20% of his time. He also has ownership interests in Lichtblau LLC and GLW LLC, and is a board member for Ironwood Association, spending minimal time on these activities.

Employment History
Current Registrations
Arkadios Wealth Advisors
November 2023 - Present · 2 yrs 11 mos
Arkadios CapitalBroker
November 2023 - Present · 2 yrs 11 mos
Previous Registrations
Triad Advisors, LLC
December 2009 - November 2023 · 13 yrs 11 mos
Triad Advisors LLCBroker
December 2009 - November 2023 · 13 yrs 11 mos
Capital Analysts, IncorporatedBroker
June 1995 - December 2009 · 14 yrs 6 mos
Hornor, Townsend & Kent, INC.Broker
January 1995 - June 1995 · 5 mos
Capital Analysts, IncorporatedBroker
June 1985 - December 1994 · 9 yrs 6 mos
State Registrations18 states
AZCACOGAHIILINKYMOMTNJNMNVORTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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