Scot Barringer
Scot Barringer is a registered investment advisor at Chicago Capital Management Advisors, LLC, based in Denver, CO, with 41 years of industry experience. Scot operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Insurance Planning, Investment Management, and 2 more. Their firm serves 620 clients with $140M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.25% |
| $250K - $500K | 2.00% |
| $500K - $1.0M | 1.75% |
| $1.0M - $2.5M | 1.50% |
| $2.5M - $5.0M | 1.25% |
| $5M+ | 1.00% |
Rates shown are maximum fees for equity and asset allocation accounts. Fixed income accounts have a separate schedule starting at 1.25% for $100k-$249k and dropping to 0.50% for $5M plus. Fees are negotiable.
Fee Estimator
Location
Denver, CO
Get directionsHistory
Regulatory History (13)
Customer Dispute
August 2026Customer Dispute
July 2026Customer Dispute
December 2025Customer Dispute
June 2025Regulatory
May 2025Regulatory
April 2025Customer Dispute
September 2024Customer Dispute
April 2024Customer Dispute
February 2023Customer Dispute
October 2022Customer Dispute
September 2022Customer Dispute
October 2013Regulatory
October 1992Other Business Activities
Scot owns TSP Watchdog, Watch Dog Enterprises, Inc., and Federal Employee Retirement Center since 2014, dedicating about 10-20% of his time to the first two and about a quarter of his time to the third. He also works with Forethought Financial, dedicating nearly full-time hours, and is a finance committee member at Sandhill Presbyterian Church, spending minimal time.
Employment History
Current Registrations
Chicago Capital Management Advisors, LLC
Previous Registrations
American Trust Investment Services, INC.Broker
Westpark Capital, INC.Broker
Westpark Capital, INC.
Applied Wealth Management, INC.
Newport Coast Asset Management
Newport Coast Securities, INC.Broker
Securities America, INC.Broker
Brookstreet Capital Management
Brookstreet Securities CorporationBroker
Barringer Ryan Vance, INC.Broker
J K R & Company, INC.Broker
Bateman Eichler, Hill Richards, IncorporatedBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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