MM
MM

Michael Manning

40 Years of Experience
San Diego, CA
1 DisclosureBrokerSells Insurance

Michael Manning is a registered investment advisor, based in San Diego, CA, with 40 years of industry experience.

Location

401 B St, Suite 2300, San Diego, CA, 92101

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2012
Withdrawn
Other Business ActivitiesSells Insurance

Michael is the President & Owner of Manning Wealth Management, Inc., dedicating all of his time during business hours to financial planning and securities. He also sells fixed insurance and is the CEO, Founder, and Co-owner of MWM Retirement Solutions, Inc., which facilitates securities, advisory, and insurance business, taking about 10-20% of his time.

Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
October 2025 - Present · 7 mos
Raymond James Financial Services Advisors, INC
October 2025 - Present · 7 mos
Previous Registrations
Commonwealth Financial Network
May 2010 - October 2025 · 15 yrs 5 mos
Commonwealth Financial NetworkBroker
May 2010 - October 2025 · 15 yrs 5 mos
Manning Wealth Management, INC.
July 2000 - December 2024 · 24 yrs 5 mos
LPL Financial Corporation
December 1997 - June 2010 · 12 yrs 6 mos
LPL Financial CorporationBroker
December 1995 - June 2010 · 14 yrs 6 mos
MML Investors Services, INC.Broker
February 1986 - December 1995 · 9 yrs 10 mos
State Registrations42 states
AKARAZCACOCTDCDEFLGAHIIDILINLAMAMDMEMIMNMOMSMTNCNJNMNVNYOHOKORPARISCTNTXUTVAWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Michael Manning - Financial Advisor | TrueAdvisor