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Michael Manning

Raymond James Financial Services Advisors, INC
40 Years of Experience
San Diego, CA
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Michael Manning is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in San Diego, CA, with 40 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 508,439 clients with $390B in assets under management.

Raymond James Financial Services Advisors, INC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6724 advisors
Number of Clients
508,439 clients
Average Client Portfolio
$767K average
Assets Under Management
$390.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum annual fee percentage is 2.25% of assets under advisement. Specific fees are negotiable with your financial advisor based on time, complexity, and portfolio size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

401 B St, Suite 2300, San Diego, CA, 92101

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2012
Withdrawn
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Michael is the President & Owner of Manning Wealth Management, Inc., dedicating all of his time during business hours to financial planning and securities. He also sells fixed insurance and is the CEO, Founder, and Co-owner of MWM Retirement Solutions, Inc., which facilitates securities, advisory, and insurance business, taking about 10-20% of his time.

Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
October 2025 - Present · 1 yr
Raymond James Financial Services Advisors, INC
October 2025 - Present · 1 yr
Previous Registrations
Commonwealth Financial Network
May 2010 - October 2025 · 15 yrs 5 mos
Commonwealth Financial NetworkBroker
May 2010 - October 2025 · 15 yrs 5 mos
Manning Wealth Management, INC.
July 2000 - December 2024 · 24 yrs 5 mos
LPL Financial Corporation
December 1997 - June 2010 · 12 yrs 6 mos
LPL Financial CorporationBroker
December 1995 - June 2010 · 14 yrs 6 mos
MML Investors Services, INC.Broker
February 1986 - December 1995 · 9 yrs 10 mos
State Registrations43 states
AKARAZCACOCTDCDEFLGAHIIDILINLAMAMDMEMIMNMOMSMTNCNENJNMNVNYOHOKORPARISCTNTXUTVAWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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