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Richard Turner

41 Years of Experience
Longmont, CO
2 DisclosuresBroker
View SEC Summary
View SEC Summary

Richard Turner is a registered investment advisor, based in Longmont, CO, with 41 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold.

Location

Longmont, CO

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History

Regulatory History (2)
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Customer Dispute
October 2018
Denied
Customer Dispute
March 2017
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Richard is the President of Rich Turner Financial Corp, using a DBA, and spends minimal time on it. He also works as an advisory representative of a Registered Investment Advisor (RIA), spending about half his time on investment-related activities.

Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
September 2020 - Present · 6 yrs 1 mo
Cambridge Investment Research Advisors, INC.
September 2020 - Present · 6 yrs 1 mo
Previous Registrations
Wells Fargo Advisors Financial Network, LLCBroker
March 2010 - August 2020 · 10 yrs 5 mos
Wells Fargo Advisors Financial Network, LLC
March 2010 - August 2020 · 10 yrs 5 mos
Wells Fargo Advisors, LLC
January 2008 - March 2010 · 2 yrs 2 mos
Wells Fargo Advisors, LLCBroker
January 2008 - March 2010 · 2 yrs 2 mos
A. G. Edwards & Sons, INC.
February 2006 - January 2008 · 1 yr 11 mos
A. G. Edwards & Sons, INC.Broker
June 2002 - January 2008 · 5 yrs 7 mos
Rocky Mountain Securities & Investments, INC.Broker
September 1989 - June 2002 · 12 yrs 9 mos
Blinder, Robinson & CO., INC.Broker
July 1985 - September 1989 · 4 yrs 2 mos
State Registrations10 states
AZCOFLHINCNETNTXWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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Richard Turner - Financial Advisor | TrueAdvisor