Martin Shapiro
Martin Shapiro is a CFP, ChFC-designated registered investment advisor at Brookwood Investment Group, based in Phoenix, AZ, with 40 years of industry experience. Martin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 3,160 clients with $1.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Brookwood Investment Group's investment management fee is negotiable, up to 2.50% annually, depending on factors like the amount of assets managed, portfolio complexity, and client needs. Fees can be charged using a flat, linear, or tiered percentage structure. Fees are calculated as a percentage of assets under management and assessed quarterly, either in advance or in arrears, as agreed upon. Cash positions are included when calculating the fee.
Location
3930 E. Ray Road, Suite 155, Phoenix, AZ, 85044
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Martin is an owner and insurance producer, designing and implementing insurance recommendations for clients, dedicating about 10-20% of his time. He is also a managing director at Redwood Tax Specialists and an independent contractor as a mortgage loan originator, spending a few hours per week on each.
Employment History
Current Registrations
Brookwood Investment Group
Previous Registrations
Redwood Private Wealth
Woodbury Financial Services, INC.Broker
Woodbury Financial Services, INC.
Arbor Point Advisors
Securities America, INC.Broker
Securities America Advisors, INC.
Foothill Securities, INC.Broker
MML Investors Services, INC.Broker
Linsco/private Ledger CORP.Broker
Capital Analysts, IncorporatedBroker
Equico Securities, INC.Broker
The Equitable Life Assurance Society of the United StatesBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.