Randall Schmitz
Randall Schmitz is a CFP-designated registered investment advisor at Harbour Investments, INC., based in Appleton, WI, with 40 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 22,917 clients with $7.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Harbour Investments offers investment management through wrap-fee programs where fees are calculated as a percentage of the value of your portfolio, up to a maximum of 2.0%. The specific fee is negotiated with your advisor and subject to Harbour's approval. Fees may be waived for periods after a commission is generated. Accounts under $25,000 may have higher service fees. Harbour also offers a directly-managed held-away program where fees are assessed and billed quarterly.
Location
1920 E Northland Avenue, Appleton, WI, 54911
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Randall is an independent insurance agent including equity indexed annuities, spending nearly full-time on this activity. He is also a licensed real estate broker, provides tax preparation services, assists with his father's insurance agency, and is a co-trustee of his mother's trust and personal representative of her estate.
Employment History
Current Registrations
Harbour Investments, INC.
Harbour Investments, INC.Broker
Previous Registrations
Secura Investments, INC.Broker
Capital Financial Services, INC.Broker
Coordinated Capital Securities of Wi INC.Broker
Capital Financial Services, INC.Broker
Charter Securities CorporationBroker
State Registrations5 states
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