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Mark Schrader

40 Years of Experience
Melville, NY
6 DisclosuresBrokerSells Insurance

Mark Schrader is a registered investment advisor, based in Melville, NY, with 40 years of industry experience.

Location

425 Broadhollow RD. Suite 325, Melville, NY, 11747

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History

Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2006
Denied
Customer Dispute
June 2003
Denied
Customer Dispute
February 2003
Denied
Customer Dispute
November 2002
Denied
Customer Dispute
December 1994
Settled
Customer Dispute
July 1989
Award / Judgment
Other Business ActivitiesSells Insurance

Mark is the president of the board of directors of a golf and country club, dedicating about 10-20% of his time. He is also an insurance agent, spending a few hours per week advising on insurance products, and president of The Schrader Group Inc, spending minimal time. Mark also spends minimal time on the markschrader.com domain. Finally, Mark is a registered rep/advisor for Fincadia LLC, Fincadia Capital Partners LLC, and Fincadia Wealth Management LLC, all full-time.

Employment History
Current Registrations
Arete Wealth Management, LLCBroker
July 2022 - Present · 4 yrs
Arete Wealth Advisors, LLC
July 2022 - Present · 4 yrs
Previous Registrations
National Asset Management, INC.
September 2016 - July 2022 · 5 yrs 10 mos
National Securities CorporationBroker
August 2016 - July 2022 · 5 yrs 11 mos
Oppenheimer & CO. INC.
June 2008 - August 2016 · 8 yrs 2 mos
Oppenheimer & CO. INC.Broker
June 2008 - August 2016 · 8 yrs 2 mos
Citigroup Global Markets INC.
May 2007 - July 2008 · 1 yr 2 mos
Citigroup Global Markets INC.Broker
May 2007 - July 2008 · 1 yr 2 mos
Citicorp Investment Services
December 2004 - May 2007 · 2 yrs 5 mos
Citicorp Investment ServicesBroker
December 2002 - May 2007 · 4 yrs 5 mos
Wm Financial Services, INC.Broker
May 2002 - November 2002 · 6 mos
Dime Securities, INC.Broker
September 2001 - May 2002 · 8 mos
First Union Securities, INC.Broker
October 2000 - September 2001 · 11 mos
First Union Brokerage Services, INC.Broker
May 2000 - October 2000 · 5 mos
Dime Securities, INC.Broker
February 1996 - May 2000 · 4 yrs 3 mos
Essex National Securities, INC.Broker
July 1995 - February 1996 · 7 mos
Bhcm INC.Broker
February 1995 - July 1995 · 5 mos
Gna Securities, INC.Broker
February 1991 - February 1995 · 4 yrs
G. R. Phelps & CO., INC.Broker
May 1990 - March 1991 · 10 mos
Metlife Securities INC.Broker
March 1989 - January 1990 · 10 mos
Metropolitan Life Insurance CompanyBroker
March 1989 - January 1990 · 10 mos
Advest, INC.Broker
April 1988 - February 1989 · 10 mos
J. T. Moran & CO., INC.Broker
November 1987 - April 1988 · 5 mos
Investors Center IncorporatedBroker
October 1985 - December 1987 · 2 yrs 2 mos
The Stuart-James Company, INC.Broker
July 1985 - September 1985 · 2 mos
State Registrations10 states
CTFLMDNCNJNYPASCVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.