DM
DM
Dave Mccoy
33 Years of Experience
Franklin, NC
5 Disclosures
Dave Mccoy is a registered investment advisor at Freedom Capital Advisors INC, based in Franklin, NC, with 33 years of industry experience. Dave operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 137 clients with $45M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
3 advisors
Number of Clients
137 clients
Average Client Portfolio
$328K average
Assets Under Management
$45.0M
Fee Structure
Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Fees are negotiable depending on client needs and complexity of the situation. Lower fees for comparable services may be available from other sources.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
Franklin, NC
Get directionsHistory
Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2011Award / Judgment
Customer Dispute
October 2011Pending
Customer Dispute
July 2010Settled
Customer Dispute
April 2010Settled
Customer Dispute
September 2009Settled
Employment History
Current Registrations
Freedom Capital Advisors INC
June 2026 - Present · 4 mos
Previous Registrations
Freedom Capital Advisors INC
November 2025 - November 2025 · 0 mos
Freedom Capital Advisors INC
October 2015 - March 2024 · 8 yrs 5 mos
Brookstone Securities, INC.Broker
August 2008 - April 2011 · 2 yrs 8 mos
National Securities CorporationBroker
January 2006 - September 2008 · 2 yrs 8 mos
Gunnallen Financial, INCBroker
March 2002 - July 2005 · 3 yrs 4 mos
First Montauk Securities CORP.Broker
August 1992 - March 2002 · 9 yrs 7 mos
Chelsea Street Securities, INC.Broker
October 1991 - September 1992 · 11 mos
Biltmore Securities, INCBroker
October 1990 - November 1991 · 1 yr 1 mo
The Stuart-James Company, IncorporatedBroker
July 1985 - October 1990 · 5 yrs 3 mos
State Registrations1 state
NC
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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