Daniel Murphy is a CFP-designated registered investment advisor at Private Advisor Group, LLC, based in Cincinnati, OH, with 40 years of industry experience. Daniel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 142,225 clients with $44B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Maximum annual fee is 2.00%, negotiable based on assets, account composition, and complexity.
Fee Estimator
Location
4696 Farview Lane, Cincinnati, OH, 45247
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Daniel operates his LPL business under the DBA Independent Financial Resources, LLC. He is also an Investment Advisor Representative (IAR) for Private Advisor Group, LLC and its DBA Independent Financial Resources, spending about a quarter of his time on this role.
Employment History
Current Registrations
Private Advisor Group, LLC
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
Sterne Agee Investment Advisor Services, INC.
Sterne Agee Financial Services, INC.Broker
Sterne Agee Investment Advisor Services, INC.
Wrp Investments, INC.Broker
American Capital CorporationBroker
New England Securities CorporationBroker
Fsc Securities CorporationBroker
Waddell & Reed, INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Andrew Kucia, CFPJohnson Investment Counsel, INC.
- Joseph Hack, CFPMai Capital Management, LLC
- Nicholas Otto, CFP, ChFCMML Investors Services, LLC
- David Yeazell, CFPOctavia Wealth Advisors LLC
- Jacob Rieger, CFPVaultis Private Wealth LTD
- Curtis Bailey, CFA, CFPQuiet Wealth Management