Daniel Murphy is a CFP-designated registered investment advisor at LPL Financial LLC, based in Cincinnati, OH, with 40 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
4696 Farview Ln, Cincinnati, OH, 45247
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Daniel operates his LPL business under the DBA Independent Financial Resources, LLC. He is also an Investment Advisor Representative (IAR) for Private Advisor Group, LLC and its DBA Independent Financial Resources, spending about a quarter of his time on this role.
Employment History
Current Registrations
LPL Financial LLC
Private Advisor Group, LLC
LPL Financial LLCBroker
Previous Registrations
Sterne Agee Investment Advisor Services, INC.
Sterne Agee Financial Services, INC.Broker
Sterne Agee Investment Advisor Services, INC.
Wrp Investments, INC.Broker
American Capital CorporationBroker
New England Securities CorporationBroker
Fsc Securities CorporationBroker
Waddell & Reed, INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.