Richard Robie
Richard Robie is a registered investment advisor at Cwm, LLC, based in Lake Jackson, TX, with 40 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 2 more. Their firm serves 52,669 clients with $51B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
CWM, LLC charges an annual fee based on a percentage of the value of your investments. This fee can be up to 2.50% annually. The exact fee is negotiable and depends on factors like the size of your account, the types of assets, and the complexity of your situation. Different investment advisor representatives may charge different fees for the same services. CWM retains a portion of the fee for administrative and support services. Fees are typically deducted from your account quarterly.
Location
7 West Way Court, Lake Jackson, TX, 77566
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Regulatory History (1)
Customer Dispute
June 2013Other Business ActivitiesSells Insurance
Richard sells fixed insurance products, including life and long-term care, taking a full-time commitment. He is also the Vice President of Membership for Brazosport Toastmasters Club and President of the Rotary E-Club of Houston, dedicating minimal time to each.
Employment History
Current Registrations
Cwm, LLC
Previous Registrations
Cetera Advisor Networks LLCBroker
LPL Financial LLCBroker
LPL Financial LLC
A. G. Edwards & Sons, INC.Broker
American Express Financial Advisors INC.Broker
Ids Financial Services INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.