David Rootes is a registered investment advisor at Integrated Wealth Concepts LLC, based in Phoenix, AZ, with 13 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Financial Planning & Coaching, High Net Worth, Investment Management, and 1 more. Their firm serves 24,777 clients with $16B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Integrated Partners offers investment management services where fees are negotiated between you and your advisor, ranging from 0.15% to 2.25% annually. The fee depends on factors like the size of your portfolio, whether transaction fees are included, and the complexity of services. Fees are typically based on the value of your portfolio, calculated either as an average daily balance or at the end of the calculation period. Some advisors within Integrated may use a set fee schedule for their clients.
Location
10000 N 31st Avenue, Suite C100-132, Phoenix, AZ, 85051
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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David owns Jonathan's Designs, LLC, a furniture manufacturing and design company, and is a board member of RNH Inversiones, a real estate holding firm. He also works full-time as an investment advisor representative (IAR) for Integrated Wealth Concepts, LLC, doing business as Laurel Wealth Advisors.
Employment History
Current Registrations
Integrated Wealth Concepts LLC
Previous Registrations
Laurel Wealth Advisors, INC.
Laurel Wealth Advisors, INC.
State Registrations3 states
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