Julian Ruiz
Julian Ruiz is a registered investment advisor at Fsp Advisors, INC., based in Rochester, NY, with 40 years of industry experience. Julian is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 239 clients with $44M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.50% |
| $1.0M - $3.0M | 1.00% |
| $3.0M - $5.0M | 0.75% |
| $5M+ | 0.75% |
Fees are negotiable for amounts over $5,000,000.
Fee Estimator
Location
900 Jefferson Road Suite 301, Rochester, NY, 14623
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Julian owns Progressive Marketing Services, Inc., which markets insurance products, and sells insurance and fixed annuity products. He is also an Investment Advisor Representative and owner of FSP Advisors, Inc., owns 30% of JDJ Partners LLC (a family LLC with rental property), and is a board member of the Henrietta Chamber of Commerce.
Employment History
Current Registrations
Fsp Advisors, INC.
Leigh Baldwin & CO., LLCBroker
Previous Registrations
Wall Street Financial Group, INC
Wall Street Financial Group, INC.Broker
Secura Investments, INC.Broker
Wma Securities, INC.Broker
PFS Investments INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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