Douglas Pulsifer
Douglas Pulsifer is a registered investment advisor at MML Investors Services, LLC, based in Glen Allen, VA, with 40 years of industry experience. Douglas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.
For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.
Location
East Shore 1, 100 Eastshore Drive, Suite 300, Glen Allen, VA, 23059
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Douglas works as a sports official (baseball umpire) since 2009, dedicating about 10-20% of his time. He is also an agent for various carriers selling life and health insurance since 1991, spending a few hours per week. Douglas owns Pulsifer Financial LLC, which he uses to manage payroll and file tax forms, also spending a few hours per week.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
MML Investors Services, LLC
Previous Registrations
Ifg Network Securities, INC.Broker
State Registrations16 states
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