Richard Wilson
Richard Wilson is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Chico, CA, with 40 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Chico Park Plaza, 780 Mangrove Avenue, Chico, CA, 95926
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Richard is an associate/employee at Tri Counties Advisors and Tri Counties Bank Investment Services since 2012, selling equities, fixed income, mutual funds, and annuities and providing financial advice. These activities take about half of Richard's time.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Banc of America Investment Services, INC.Broker
Banc of America Investment Services, INC.
Ba Investment Services, INC.Broker
Jmc Financial CorporationBroker
Thomson Mckinnon Securities INC.Broker
Transinternational Securities, IncorporatedBroker
State Registrations9 states
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