JM
JM

James Maher

40 Years of Experience
Eureka, CA
Broker

James Maher is a registered investment advisor at Morgan Stanley, based in Eureka, CA, with 40 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

2421 Buhne Street, Eureka, CA, 95501

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

James serves on the school board of the elementary school in the Jacoby Creek Charter School District. He also has a third-party pledge, which is investment-related, in Henderson, Nevada.

Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
March 2001 - April 2007 · 6 yrs 1 mo
Morgan Stanley Dw INC.Broker
July 2000 - April 2007 · 6 yrs 9 mos
A. G. Edwards & Sons, INC.Broker
December 1993 - June 2000 · 6 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 1993 - December 1993 · 11 mos
Sun Investment Services CompanyBroker
January 1991 - January 1993 · 2 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 1986 - December 1990 · 4 yrs
Shearson Lehman Brothers INC.Broker
September 1985 - December 1986 · 1 yr 3 mos
Foster & Marshall INC.Broker
August 1985 - September 1985 · 1 mo
State Registrations29 states
AZCACOCTFLIDILKSMAMDMIMNMOMSMTNCNENVNYOHORPASDTNTXUTVAWAWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.