Frederick Fischer
Frederick Fischer is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Waterville, ME, with 38 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
315 Main Street, Waterville, ME, 04901
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Frederick operates Fischer Financial Services as a DBA for his LPL business and is a minority stock holder in Fran Financial Systems, LLC. He also sells fixed annuities, sells firewood, and is a notary public, dedicating minimal time to each of these activities.
Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
Raymond James Financial Services Advisors, INC
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
Linsco/private Ledger CORP.Broker
Fortis Investors, INC.Broker
G. R. Phelps & CO., INC.Broker
G. R. Phelps & CO., INC.Broker
State Registrations13 states
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