JB
CFP
JB
CFP

James Buie

37 Years of Experience
Greenville, NC
1 DisclosureBroker

James Buie is a CFP-designated registered investment advisor at Wells Fargo Advisors, based in Greenville, NC, with 37 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

605 Lynndale Ct, Ste A, Greenville, NC, 27858

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2003
Closed-No Action
Other Business Activities

James owns Buie Wealth Management Group, dedicating full-time hours to the firm. He also serves as co-trustee for Buie Wealth Management Group, Inc. 401k, spending minimal time on this role.

Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
March 2020 - Present · 6 yrs 4 mos
Wells Fargo Advisors
March 2020 - Present · 6 yrs 4 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
November 2002 - March 2020 · 17 yrs 4 mos
Wells Fargo Clearing Services, LLC
November 2002 - March 2020 · 17 yrs 4 mos
Merrill Lynch Pierce Fenner & Smith INC.
March 2000 - November 2002 · 2 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 1993 - November 2002 · 9 yrs 6 mos
Wheat, First Securities, INC.Broker
September 1988 - June 1993 · 4 yrs 9 mos
State Registrations13 states
ALCADEFLGAMSNCNYPASCTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.