Alan Guenzel
Alan Guenzel is a registered investment advisor at Wells Fargo Advisors, based in Fairfield, NJ, with 38 years of industry experience. Alan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 466,575 clients with $250B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
700 Route 46 E, [Satellite], Fairfield, NJ, 07004
Get directionsHistory
Regulatory History (2)
Customer Dispute
March 2003Customer Dispute
August 2000Other Business ActivitiesSells Insurance
Alan is a trustee for a friend and owns 100% of Marathon Financial, LLC, dedicating full-time hours to it. He is also a financial advisor for Princeton Harriman Insurance Solutions, spending a few hours per week on insurance business.
Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
Wells Fargo Advisors
Previous Registrations
Morgan Stanley Smith BarneyBroker
Morgan Stanley Smith Barney LLC
Morgan Stanley & CO. Incorporated
Morgan Stanley & CO. IncorporatedBroker
Morgan Stanley
Morgan Stanley Dw INC.Broker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Drexel Burnham Lambert IncorporatedBroker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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