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Shawn Duca is a registered investment advisor at Cetera Investment Advisers LLC, based in Covington, LA, with 21 years of industry experience. Shawn operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
805 N. Collins Blvd., Covington, LA, 70433
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Services LLC
August 2022 - Present · 3 yrs 9 mos
Cetera Investment Advisers LLC
August 2022 - Present · 3 yrs 9 mos
Cetera Investment Services LLCBroker
August 2022 - Present · 3 yrs 9 mos
Previous Registrations
Hancock Whitney Investment Services INC.
June 2017 - August 2022 · 5 yrs 2 mos
Hancock Whitney Investment Services INC.Broker
February 2012 - August 2022 · 10 yrs 6 mos
Primevest Financial Services, INC.Broker
February 2008 - February 2012 · 4 yrs
Whitney Securities, L.L.C.Broker
June 2007 - February 2008 · 8 mos
Park Avenue Securities LLCBroker
March 2007 - May 2007 · 2 mos
Amsouth Investment Services, INC.Broker
August 2004 - February 2007 · 2 yrs 6 mos
State Registrations10 states
ALCOFLGALAMSNCTXUTVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.