Daniel Strauss is a registered investment advisor at LPL Financial LLC, based in Tucson, AZ, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Tucson, AZ
Get directionsHistory
Regulatory History (1)
Customer Dispute
April 2004Other Business Activities
Daniel is an investment advisor, operating a business entity for tax and investment purposes. This activity involves all LPL commissions.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
Sunamerica Securities, INC.Broker
Investors Brokerage Services, INC.Broker
Financial Network Investment CorporationBroker
American Pacific Securities CorporationBroker
Boucher Oehmke & QuinnBroker
First Investors CorporationBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.