William Laverty is a registered investment advisor at Morgan Stanley, based in Westlake, OH, with 40 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
159 Crocker Park Boulevard, Suite 460, Westlake, OH, 44145
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
November 2006 - April 2007 · 5 mos
Morgan Stanley Dw INC.Broker
November 2006 - April 2007 · 5 mos
Citigroup Global Markets INC.
May 2000 - November 2006 · 6 yrs 6 mos
Citigroup Global Markets INC.Broker
July 1993 - November 2006 · 13 yrs 4 mos
Lehman Brothers INC.Broker
December 1989 - July 1993 · 3 yrs 7 mos
Shearson Lehman Hutton INC.Broker
February 1988 - May 1989 · 1 yr 3 mos
E. F. Hutton & Company INCBroker
May 1987 - February 1988 · 9 mos
Smith Barney, Harris Upham & CO., IncorporatedBroker
July 1985 - June 1987 · 1 yr 11 mos
State Registrations13 states
AZCACTFLILINMINYOHORSCTXWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.