WR
CFP
WR
CFP
William Randall
40 Years of Experience
Rockford, IL
2 DisclosuresBrokerSells Insurance
William Randall is a CFP-designated registered investment advisor, based in Rockford, IL, with 40 years of industry experience.
Location
6323 E Riverside Blvd., Ste. 1, Rockford, IL, 61114
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Regulatory History (2)
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Customer Dispute
June 2020Settled
Customer Dispute
October 2001Settled
Other Business ActivitiesSells Insurance
William is the President and a financial advisor at Randall Wealth Management, spending nearly full-time there. He is also an independent insurance agent for various independent insurance companies, dedicating about a quarter of his time, and an advisory representative of a RIA at CIRA, spending about half his time there.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
June 2020 - Present · 5 yrs 11 mos
Cambridge Investment Research, INC.Broker
June 2020 - Present · 5 yrs 11 mos
Previous Registrations
LPL Financial LLC
September 2005 - June 2020 · 14 yrs 9 mos
LPL Financial LLCBroker
September 2005 - June 2020 · 14 yrs 9 mos
Wachovia Securities, LLC
April 2000 - September 2005 · 5 yrs 5 mos
Wachovia Securities, LLCBroker
October 1995 - September 2005 · 9 yrs 11 mos
Everen Securities, INC.Broker
September 1995 - October 1995 · 1 mo
B. C. Ziegler and CompanyBroker
February 1986 - October 1995 · 9 yrs 8 mos
Ballantyne & Co.,ltd.Broker
August 1985 - December 1985 · 4 mos
State Registrations21 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.