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Gary Sudol

18 Years of Experience
Las Vegas, NV
Broker

Gary Sudol is a registered investment advisor at LPL Financial LLC, based in Las Vegas, NV, with 18 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

6135 S Rainbow Blvd Ste 100, Las Vegas, NV, 89118

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Gary owns rental real estate since 2010 and operates under the DBA The Sudol Group Wealth Management Specialists for his LPL business since 2007. These activities are investment-related.

Employment History
Current Registrations
LPL Financial LLCBroker
August 2019 - Present · 6 yrs 11 mos
LPL Financial LLC
August 2019 - Present · 6 yrs 11 mos
Previous Registrations
Ameriprise Financial Services, INC.
November 2016 - August 2019 · 2 yrs 9 mos
Ameriprise Financial Services, INC.Broker
November 2016 - August 2019 · 2 yrs 9 mos
The Sudol Group - Wealth Management Specialists
January 2012 - November 2014 · 2 yrs 10 mos
National Planning Corporation ("npc of America" in Fl & Ny)
February 2009 - November 2016 · 7 yrs 9 mos
National Planning CorporationBroker
February 2009 - November 2016 · 7 yrs 9 mos
Sagepoint Financial, INC.
October 2007 - February 2009 · 1 yr 4 mos
Sagepoint Financial, INC.Broker
September 2007 - February 2009 · 1 yr 5 mos
State Registrations26 states
ALAZCACOFLGAIAIDILKYMANCNENHNMNVNYOHORSCSDTXUTVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Gary Sudol - Financial Advisor | TrueAdvisor