LM
LM
Larry Malles
40 Years of Experience
Deerfield, IL
3 DisclosuresBroker
Larry Malles is a registered investment advisor at Wells Fargo Advisors, based in Deerfield, IL, with 40 years of industry experience. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,327,695 clients with $610B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14703 advisors
IM Fee
Planning only
Assets Under Management
$606.0B
Fee Structure
Minimum Investment:$250K
- Cash Flow Analysis — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Education Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Retirement Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Risk Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Wealth Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Divorce Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Special Needs Analysis — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Sports & Entertainment — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Business Owner Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
The total fee per engagement can range up to $5,000 for clients with a net worth of $250,000 to $500,000, up to $12,500 for clients with a net worth over $500,000 to $1,000,000, and up to $25,000 for clients with a net worth over $1,000,000. Fees are subject to negotiation and may vary.
One-Time Plan:Up to $25,000
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Location
500 Lake Cook Rd Stes 175 & 300, Deerfield, IL, 60015
Get directionsHistory
Regulatory History (3)
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Customer Dispute
January 1993Settled
Customer Dispute
September 1992Settled
Customer Dispute
July 1990Settled
Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
July 2012 - Present · 13 yrs 10 mos
Wells Fargo Advisors
July 2012 - Present · 13 yrs 10 mos
Previous Registrations
Morgan Stanley Smith Barney LLC
June 2009 - August 2012 · 3 yrs 2 mos
Morgan Stanley Smith BarneyBroker
June 2009 - August 2012 · 3 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley Dw INC.Broker
November 2005 - April 2007 · 1 yr 5 mos
Morgan Stanley
November 2005 - April 2007 · 1 yr 5 mos
Wachovia Securities, LLC
August 2000 - November 2005 · 5 yrs 3 mos
Wachovia Securities, LLCBroker
August 2000 - November 2005 · 5 yrs 3 mos
First Albany CorporationBroker
August 1999 - August 2000 · 1 yr
Gruntal & CO., L.L.C.Broker
October 1993 - August 1999 · 5 yrs 10 mos
Oppenheimer & CO., INC.Broker
January 1991 - August 1993 · 2 yrs 7 mos
Lehman Brothers INC.Broker
July 1988 - February 1991 · 2 yrs 7 mos
J. T. Moran & CO., INC.Broker
May 1988 - July 1988 · 2 mos
Sherwood Capital, INC.Broker
February 1987 - June 1988 · 1 yr 4 mos
First Jersey Securities, INC.Broker
August 1985 - January 1987 · 1 yr 5 mos
State Registrations26 states
ALARAZCACODEFLGAIAIDILINMIMONCNJNYOHORPASCTNTXVAWAWI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.