Brian Ambrose
Brian Ambrose is a CFP-designated registered investment advisor at Creativeone Securities, LLC, based in Concord, CA, with 25 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 12,485 clients with $2.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
Fees vary by program. CreativeOne Wealth Platform charges 0.55% to 2.5% annually. Client Choice charges up to 2.0% annually. Third-party manager programs range from 0.50% to 2.5% total, with CreativeOne Securities receiving 0.50% to 1.50%.
Fee Estimator
Location
Concord, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Brian is the 100% owner of Ambrose Financial and Insurance Services, LLC, where he sells insurance and fixed annuities. This activity takes nearly a full-time commitment.
Employment History
Current Registrations
Creativeone Securities, LLC
Previous Registrations
Brokers Financial
Client One Securities LLC
Woodbury Financial Services, INC.
Ambrose Financial and Insurance Services, LLC
Fsc Securities Corporation
Securities America Advisors INC
Securities America Advisors INC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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