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Kelly Warner

Newedge Advisors
39 Years of Experience
Delray Beach, FL
1 DisclosureBroker
View SEC Summary
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Kelly Warner is a registered investment advisor at Newedge Advisors, based in Delray Beach, FL, with 39 years of industry experience. Kelly is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Business Owners, Charitable Giving, Corporate Executives, and 9 more. Their firm serves 49,898 clients with $43B in assets under management.

Newedge Advisors
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
602 advisors
Number of Clients
49,898 clients
Average Client Portfolio
$866K average
Assets Under Management
$43.2B

Fee Structure

Minimum Investment:$10K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M2.25%
$1.0M - $2.0M2.00%
$2M+1.75%

Schedule reflects the primary Equity and Balanced Advisors Choice program. The firm imposes a maximum annual fee of 1.75% for new accounts opened after December 31, 2025, though older accounts may have rates up to 2.50%. Additional program schedules exist for fixed income, mutual fund strategies, and third-party manager programs. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

42 N. Swinton Ave, Suite B, Delray Beach, FL, 33444

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2010
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Kelly operates under the DBAs Atlantic Ave Advisors and NewEdge Advisors as a registered representative and investment advisor representative. She dedicates all of her time to these investment-related activities.

Employment History
Current Registrations
Newedge Advisors
March 2022 - Present · 4 yrs 7 mos
Newedge Securities, LLCBroker
March 2022 - Present · 4 yrs 7 mos
Previous Registrations
Oppenheimer & CO. INC.
June 2016 - March 2022 · 5 yrs 9 mos
Oppenheimer & CO. INC.Broker
December 2007 - March 2022 · 14 yrs 3 mos
Citigroup Global Markets INC.Broker
July 2001 - December 2007 · 6 yrs 5 mos
Citigroup Global Markets INC.
July 2001 - December 2007 · 6 yrs 5 mos
Morgan Stanley Dw INC.Broker
October 1990 - July 2001 · 10 yrs 9 mos
U.S. Advisors, INC.Broker
February 1989 - May 1989 · 3 mos
Hanifen, Imhoff Securities CORP.Broker
January 1989 - January 1989 · 0 mos
Graystone Nash, INC.Broker
January 1988 - January 1989 · 1 yr
Carillon Investments, INC.Broker
August 1985 - October 1987 · 2 yrs 2 mos
State Registrations20 states
ALAZCACOFLGAIDILINMAMDMINJNYOHPATNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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