PA
PA

Peter Arbes

32 Years of Experience
Tampa, FL
Broker

Peter Arbes is a registered investment advisor at Neuberger Berman Bd LLC, based in Tampa, FL, with 32 years of industry experience. Peter operates on a fee-only basis, meaning they do not earn commissions from product sales.

Compensation
Fee-Only (% of Portfolio)
Firm Size
837 advisors
IM Fee
Planning only
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Location

401 East Jackson Street Suite 2350, Tampa, FL, 33602

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Neuberger Berman Bd LLC
March 2004 - Present · 22 yrs 4 mos
Neuberger Berman Bd LLC
March 2004 - Present · 22 yrs 4 mos
Neuberger Berman Bd LLCBroker
March 2004 - Present · 22 yrs 4 mos
Previous Registrations
Sanford C. Bernstein & CO., LLCBroker
December 2000 - August 2002 · 1 yr 8 mos
Alliance Capital Management L P
February 1999 - August 2002 · 3 yrs 6 mos
Sanford C. Bernstein & CO., INC.Broker
May 1998 - December 2000 · 2 yrs 7 mos
Bancboston Securities INC.Broker
March 1997 - February 1998 · 11 mos
Chemical Securities, INC.Broker
February 1992 - April 1996 · 4 yrs 2 mos
Catoctin Securities CorporationBroker
August 1985 - January 1987 · 1 yr 5 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Peter Arbes - Financial Advisor | TrueAdvisor