Lynn Friend
Lynn Friend is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Sarasota, FL, with 40 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
2 North Tamiami Trail, Sarasota, FL, 34236
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Lynn works at TJ Maxx as a key carrier, managing the store, dedicating about full-time hours to this role. Lynn is also a Florida Notary and signs checks to pay bills for Orange Street Partnership, spending minimal time on this.
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Previous Registrations
Robert W. Baird & CO. Incorporated
Robert W. Baird & CO. IncorporatedBroker
Prudential Securities IncorporatedBroker
Raymond James & Associates, INC.Broker
Prudential Securities IncorporatedBroker
State Registrations48 states
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