Scott Lomes
Scott Lomes is a registered investment advisor at Kestra Advisory Services, LLC, based in Boston, MA, with 27 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 97,702 clients with $60B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Kestra Advisory Services' (Kestra AS) fees for managing your investments are a percentage of the value of your portfolio, up to a maximum of 2.5% per year. The exact percentage is determined by your advisor based on factors like the size of your account, the type of account (e.g., retirement), the services you receive, and the platform you choose. These fees are negotiable.
Kestra AS offers different advisory platforms with varying program fees that are deducted from the client fee you negotiate with your advisor. These platforms include AdvisorEnterprise, Horizon, and AdvisorChoice. Each platform has different features, costs, and minimum account sizes.
There are also third-party managed solutions available through platforms like Focus Partners Advisor Solutions, Symmetry Partners, SEI and AssetMark.
Location
Prudential Tower, 800 Boylston Street, 26th Floor, Boston, MA, 02199
Get directionsHistory
Regulatory History (2)
Customer Dispute
September 2009Employment Separation After Allegations
June 1987Other Business ActivitiesSells Insurance
Scott is an Investment Advisor Representative with Kestra Advisory Services, LLC, dedicating up to full-time hours to investment advisory services. He is also Vice President at Financial Architects Partners, focusing on business development and dedicating full-time hours to this role, with a significant portion during trading hours; this role involves insurance but is not investment-related.
Employment History
Current Registrations
Kestra Advisory Services, LLC
Kestra Investment Services, LLCBroker
Previous Registrations
NFP Advisor Services, LLC
Credit Suisse Securities (USA) LLCBroker
Deutsche Bank Securities INC.Broker
Morgan Stanley Dw INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.