Charles Cole
Charles Cole is a registered investment advisor at Cambridge Investment Research Advisors, INC., based in Cincinnati, OH, with 38 years of industry experience. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 323,031 clients with $100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Cambridge Investment Research Advisors (CIRA) offers investment management services through several platforms. Fees are based on a percentage of your portfolio's value and are negotiable. The maximum annual fee is 2.25%. Fees can be structured as flat, tiered, or breakpoint. You may also encounter setup fees and service fees. Fees are typically deducted directly from your account. CIRA also offers WealthPort, a wrap fee program with inclusive fees. The WealthPort maximum advisory fee is 2.25% annually.
Location
3310 Westbourne Dr., Cincinnati, OH, 45248
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Charles referees basketball games, works as an advisory representative of a Registered Investment Advisor (RIA), and owns Chuck Cole Financial Services LLC as an independent insurance agent and DBA LLC. He also owns rental property and works as an author/educator/podcast speaker.
Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
Cambridge Investment Research Advisors, INC.
Previous Registrations
Private Client Services, LLC
Private Client Services, LLCBroker
Signator Investors, INC.Broker
The O.N. Equity Sales CompanyBroker
Hornor, Townsend & Kent, INC.
Hornor, Townsend & Kent, INC.Broker
Robert W. Baird & CO. IncorporatedBroker
Fifth Third Securities, INC.Broker
Fifth Third Securities, INC.Broker
Princor Financial Services CorporationBroker
MML Investors Services, INC.Broker
Fortis Investors, INC.Broker
Sentry Equity Services, INC.Broker
Lincoln Financial Advisors CorporationBroker
The Lincoln National Life Insurance CompanyBroker
Monarch Securities, INC.Broker
New England Securities CorporationBroker
Monarch Securities, INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.