Frederick Miller is a CFP, ChFC-designated registered investment advisor, based in Pasadena, CA, with 41 years of industry experience. Frederick is also registered as a broker, so some compensation may come from commissions on products sold.
Location
155 Lake Ave., Suite 780, Pasadena, CA, 91101
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Frederick is a Senior Partner at SEIA, LLC, a Registered Investment Advisor, dedicating nearly full-time hours to this role. He also serves as a Board Member for the Rose Bowl Legacy Foundation and operates as an insurance broker selling life insurance and annuities, dedicating minimal time to each of these activities.
Employment History
Current Registrations
Signature Estate Securities, LLCBroker
Seia
Previous Registrations
Osaic Wealth, INC.Broker
Signator Investors, INC.
Signator Investors, INC.Broker
John Hancock Mutual Life Insurance CompanyBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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