FM
CFP · ChFC
FM
CFP · ChFC

Frederick Miller

40 Years of Experience
Los Angeles, CA
BrokerSells Insurance

Frederick Miller is a CFP, ChFC-designated registered investment advisor, based in Los Angeles, CA, with 40 years of industry experience.

Location

2121 Avenue of the Stars, Suite 1600, Los Angeles, CA, 90067

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Frederick is a Senior Partner at SEIA, LLC, a Registered Investment Advisor, dedicating nearly full-time hours to this role. He also serves as a Board Member for the Rose Bowl Legacy Foundation and operates as an insurance broker selling life insurance and annuities, dedicating minimal time to each of these activities.

Employment History
Current Registrations
Signature Estate Securities, LLCBroker
August 2023 - Present · 2 yrs 9 mos
Seia
March 2004 - Present · 22 yrs 2 mos
Previous Registrations
Osaic Wealth, INC.Broker
November 2018 - August 2023 · 4 yrs 9 mos
Signator Investors, INC.
August 1999 - November 2006 · 7 yrs 3 mos
Signator Investors, INC.Broker
September 1985 - November 2018 · 33 yrs 2 mos
John Hancock Mutual Life Insurance CompanyBroker
September 1985 - May 1997 · 11 yrs 8 mos
State Registrations3 states
CATXUT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Frederick Miller - Financial Advisor | TrueAdvisor