CK
CK
Carol Keathley
40 Years of Experience
Jackson, TN
3 DisclosuresBroker
Carol Keathley is a registered investment advisor at Raymond James & Associates, INC., based in Jackson, TN, with 40 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
1381 Union University Dr, Jackson, TN, 38305
Get directionsHistory
Regulatory History (3)
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Customer Dispute
October 2010Withdrawn
Customer Dispute
August 2010Pending
Customer Dispute
January 2010Settled
Employment History
Current Registrations
Raymond James & Associates, INC.
February 2013 - Present · 13 yrs 3 mos
Raymond James & Associates, INC.
February 2013 - Present · 13 yrs 3 mos
Raymond James & Associates, INC.Broker
February 2013 - Present · 13 yrs 3 mos
Previous Registrations
Morgan Keegan & Company, INC.
January 2004 - February 2013 · 9 yrs 1 mo
Morgan Keegan & Company, INC.Broker
March 1988 - February 2013 · 24 yrs 11 mos
J.C. Bradford & CO.Broker
September 1985 - March 1988 · 2 yrs 6 mos
State Registrations20 states
ALARAZCOFLGAILINMSMTNCNDNVNYOHOKSCTNTXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.